Business in the regulated sector

Excluded activities

Legislation/Regulatory – TERA2000 Sch. 3A, para. 2, 3

Generally

Legislation/Regulatory – TERA2000 Sch. 3A

Supervisory authorities

Legislation/Regulatory – TERA2000 Sch. 3A, para. 4

Disclosure of information

Co-operation with police

Legislation/Regulatory – TERA2000 s. 21

Duty

Legislation/Regulatory – TERA2000 s. 19

Failure to disclose, regulated sector

Legislation/Regulatory – TERA2000 s. 21A

Penalties

Legislation/Regulatory – TERA2000 s. 22

Permission

Legislation/Regulatory – TERA2000 s. 20

Protected disclosures

Legislation/Regulatory – TERA2000 s. 21B

Forfeiture

Legislation/Regulatory – TERA2000 s. 23

Information orders

Legislation/Regulatory – CFA2017 s. 37

Information sharing

Legislation/Regulatory – CFA2017 s. 36

Meaning

Legislation/Regulatory – TERA2000 s. 14

Money laundering

Legislation/Regulatory – TERA2000 s. 18