Securities and secondary securities
Data-gathering powers: relevant data-holder
Dealing in securities
Legislation/Regulatory –
FA2011 Sch. 23, para. 19
;
SI 2012/847 reg. 17
Payments derived from securities
Legislation/Regulatory –
FA2011 Sch. 23, para. 14
;
SI 2012/847 reg. 12
Exemption
Generally
Legislation/Regulatory –
Dir. 2006/112 art. 135(1)(f)
;
VATA94 Sch. 9, Grp. 5, item 6
Intermediary services
Legislation/Regulatory –
VATA94 Sch. 9, Grp. 5, item 5, Note (5)-(5B)
Underwriting of an issue
Legislation/Regulatory –
VATA94 Sch. 9, Grp. 5, item 5A
Payments by specific assets not disregarded as payments in kind
Legislation/Regulatory –
SI 2001/1004 Sch. 3, Pt. IV
Taking control of goods
– see Taking control of goods