– see also Shares and securities; Stocks and securities

Data-gathering powers: relevant data-holder

Dealing in securities

Legislation/Regulatory – FA2011 Sch. 23, para. 19 ; SI 2012/847 reg. 17

Payments derived from securities

Legislation/Regulatory – FA2011 Sch. 23, para. 14 ; SI 2012/847 reg. 12

Exemption

Generally

Legislation/Regulatory – Dir. 2006/112 art. 135(1)(f) ; VATA94 Sch. 9, Grp. 5, item 6

Intermediary services

Legislation/Regulatory – VATA94 Sch. 9, Grp. 5, item 5, Note (5)-(5B)

Underwriting of an issue

Legislation/Regulatory – VATA94 Sch. 9, Grp. 5, item 5A

Payments by specific assets not disregarded as payments in kind

Legislation/Regulatory – SI 2001/1004 Sch. 3, Pt. IV

Taking control of goods

– see Taking control of goods